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ADMINISTRATION & FINANCE COMMITTEE REPORT KENT SMOLL TREASURER
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NASBA Annual Meeting October 25-28, 2015
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QUESTIONS? © 2015
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cc: Department of Labor-OASAM, Office of the Chief Information Officer Timothy Hauser,...
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Douglas J. Scheidt Associate Director and Chief Counsel, Division of Investment...
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14334 Federal Register / Vol. 80, No. 53 / Thursday, March 19, 2015 / Proposed Rules as...
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Internal Revenue Service May 1, 2015 Page 4 of 4 In addition, the Service took a position...
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U.S. Department of Commerce, National Telecommunications and Information Administration,...
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Definition of the Term “Fiduciary” Proposed Rule July 21, 2015 Page 32 of...
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APPENDIX Listing of all transactions iterations considered for this document....
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The new SPARK Guaranteed Income Touchpoint Guidelines are available at no cost to record...
Regulations > Regulatory Framework
Additional Comments on the Definition of the Term “Fiduciary” Proposed...
Regulations > Regulatory Framework
1. Preemption. The interpretive bulletin makes clear the Department’s view that...
